Fees and Charges
Fee item | Service | Charging time | Normal fee amount |
---|---|---|---|
A. Trade service | |||
Commission | -- | On or before settlement due date | Ordinary trade: 0.25% Min.HK$100 |
Stamp duty | -- | On or before settlement due date | 0.13% of transaction amount; (Rounded up to nearest dollar) |
Trading fee | -- | On or before settlement due date | 0.005% |
Transaction levy | -- | On or before settlement due date | 0.0027% |
B. Scrip handling and settlement service | |||
Settlement fee | -- | On or before settlement due date | 0.002% of transaction amount; Min.HK$5, Max. HK$500 |
Physical scrip deposit fee | -- | -- | Free of charge |
Physical scrip withdrawal fee | Withdrawal from CCASS | Date of application | HK$6 per board lot; Min. HK$50 |
Settlement instruction fee | Withdrawal via SI | Date of application | HK$5 per board lot; Min. HK$50, Max. HK$500 |
Investor settlement instruction fee | Deposit/withdrawal via ISI | Date of application | $5 per transaction |
Stock segregated account service fee | -- | Date of application | HK$240 per year, plus transaction fee HK$10 per stock transfer instruction |
Default fee on overdue position | -- | On or before settlement due date | 0.5% multiplied by the market value; maximum HK$100,000 for each position |
C. Nominee and corporate action service | |||
Share registration and transfer: share registration and transfer from street name to HKSCC nominees (script fee) | -- | 1. Dividend payout date 2. Corporate event action date |
HK$3 per board lot |
Share registration and transfer: for delisted stock owing to liquidation / expiry / not involving issue of stock instruments | -- | -- | Free of charge |
Share registration and transfer: share registration and transfer from CCASS to clients’ own names | -- | Date of application | HK$10 per share scrip; min. HK$50 |
Dividend/coupon collection fee | Dividend collection from CCASS on behalf of clients (including scrip dividend) | Deducted from Dividend Proceed or Collected from Clients on payout date | HK$10 per share scrip min. HK$50 |
Warrant exercise | -- | Date of application | HK$100 Per application |
Shareholding issue: handling share subdivision, consolidation and restructure | -- | -- | Free of charge |
Shareholding issue: handling rights issue, privatization and acquisition | -- | Event effective date | HK$2 per board lot, plus handling fee HK$10 |
Unclaimed benefit entitlement: claiming unclaimed dividend and related benefits (irrespective of successful or not); per each stock | -- | Date of application | HK$800 for initial claim HK$200 for each subsequent claim |
Redemption fee of Hong Kong government bond | -- | Redemption date | $60 |
D. Online coding service | |||
N/A | |||
E. Other service | |||
Mail statement | -- | -- | $20 per month |
Email statement | -- | -- | Free of charge |
Retrieve monthly statement (within 3 months) | -- | -- | Free of charge |
Retrieve monthly statement (within 4-12 months) | -- | -- | $100 |
Retrieve monthly statement (over 12 months) | -- | -- | $200 |
IPO application | Form filling and e-IPO application | -- | $50 |
Consult cheque record (per transaction) | -- | -- | $100 |
Consult dividend record (per period) | -- | -- | $100 |
Return cheque (per cheque) | -- | -- | $100 |
Telegraphic transfer (per transaction) | -- | -- | $200 |
Reference letter/audit conformation | -- | -- | $120 |
Reference letter/audit conformation | -- | -- | $200 |