Fees and Charges
Fee item Service Charging time Normal fee amount
A. Trade service
Commission -- On or before settlement due date Ordinary trade: 0.25% Min.HK$100
Stamp duty -- On or before settlement due date 0.1% of transaction amount; (Rounded up to nearest dollar)
Trading fee -- On or before settlement due date 0.005%
Transaction levy -- On or before settlement due date 0.0027%
B. Scrip handling and settlement service
Settlement fee -- On or before settlement due date 0.002% of transaction amount; Min.HK$5, Max. HK$500
Physical scrip deposit fee -- -- Free of charge
Physical scrip withdrawal fee Withdrawal from CCASS Date of application HK$6 per board lot; Min. HK$50
Settlement instruction fee Withdrawal via SI Date of application HK$5 per board lot; Min. HK$50, Max. HK$500
Investor settlement instruction fee Deposit/withdrawal via ISI Date of application $5 per transaction
Stock segregated account service fee -- Date of application HK$240 per year, plus transaction fee HK$10 per stock transfer instruction
Default fee on overdue position -- On or before settlement due date 0.5% multiplied by the market value; maximum HK$100,000 for each position
C. Nominee and corporate action service
Share registration and transfer: share registration and transfer from street name to HKSCC nominees (script fee) -- 1. Dividend payout date
2. Corporate event action date
HK$3 per board lot
Share registration and transfer: for delisted stock owing to liquidation / expiry / not involving issue of stock instruments -- -- Free of charge
Share registration and transfer: share registration and transfer from CCASS to clients’ own names -- Date of application HK$10 per share scrip; min. HK$50
Dividend/coupon collection fee Dividend collection from CCASS on behalf of clients (including scrip dividend) Deducted from Dividend Proceed or Collected from Clients on payout date HK$10 per share scrip min. HK$50
Warrant exercise -- Date of application HK$100 Per application
Shareholding issue: handling share subdivision, consolidation and restructure -- -- Free of charge
Shareholding issue: handling rights issue, privatization and acquisition -- Event effective date HK$2 per board lot, plus handling fee HK$10
Unclaimed benefit entitlement: claiming unclaimed dividend and related benefits (irrespective of successful or not); per each stock -- Date of application HK$800 for initial claim HK$200 for each subsequent claim
Redemption fee of Hong Kong government bond -- Redemption date $60
D. Online coding service
N/A      
E. Other service
Mail statement -- -- $20 per month
Email statement -- -- Free of charge
Retrieve monthly statement (within 3 months) -- -- Free of charge
Retrieve monthly statement (within 4-12 months) -- -- $100
Retrieve monthly statement (over 12 months) -- -- $200
IPO application Form filling and e-IPO application -- $50
Consult cheque record (per transaction) -- -- $100
Consult dividend record (per period) -- -- $100
Return cheque (per cheque) -- -- $100
Telegraphic transfer (per transaction) -- -- $200
Reference letter/audit conformation -- -- $120
Reference letter/audit conformation -- -- $200